Filing Details

Accession Number:
0000899243-16-022497
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-10 19:45:39
Reporting Period:
2016-06-08
Filing Date:
2016-06-10
Accepted Time:
2016-06-10 19:45:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649338 Broadcom Ltd AVGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415357 Kenneth Hao C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1606815 Ltd. I Argo Slp C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1606817 Ltd. Ii Argo Slp C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1607255 Silver Lake Technology Investors Iv Cayman, L.p. C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1607376 Silver Lake (Offshore) Aiv Gp Iv, Ltd. C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1607377 Silver Lake Technology Associates Iv Cayman, L.p. C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1607380 Silver Lake Partners Iv Cayman (Aiv Ii), L.p. C/O Silver Lake Partners
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, No Par Value Disposition 2016-06-08 3,040,660 $163.77 10,457,319 No 4 S Indirect Held through SLP Argo I Ltd.
Ordinary Shares, No Par Value Disposition 2016-06-08 59,340 $163.77 202,748 No 4 S Indirect Held through SLP Argo II Ltd.
Ordinary Shares, No Par Value Disposition 2016-06-08 15,500 $0.00 10,441,819 No 4 J Indirect Held through SLP Argo I Ltd.
Ordinary Shares, No Par Value Disposition 2016-06-08 15,500 $0.00 0 No 4 J Indirect See footnote
Ordinary Shares, No Par Value Disposition 2016-06-08 15,500 $0.00 0 No 4 J Indirect See footnote
Ordinary Shares, No Par Value Disposition 2016-06-08 15,500 $0.00 3,342 No 4 G Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through SLP Argo I Ltd.
No 4 S Indirect Held through SLP Argo II Ltd.
No 4 J Indirect Held through SLP Argo I Ltd.
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 G Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, No Par Value 66,753 Indirect See footnote
Ordinary Shares, No Par Value 18 Indirect See footnote
Footnotes
  1. This Form 4 is filed on behalf of SLP Argo I Ltd. ("Argo I"), SLP Argo II Ltd. ("Argo II"), Silver Lake Partners IV Cayman (AIV II), L.P. ("AIV II"), Silver Lake Technology Investors IV Cayman, L.P. ("SLTI IV"), Silver Lake Technology Associates IV Cayman, L.P. ("SLTA IV Cayman"), Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP IV") and Mr. Kenneth Y. Hao. AIV II is the sole shareholder of Argo I. SLTI IV is the sole shareholder of Argo II. SLTA IV Cayman is the sole general partner of AIV II and SLTI IV, and AIV GP IV is the sole general partner of SLTA IV Cayman. Each of AIV GP IV, SLTA IV Cayman, SLTI IV, AIV II, Argo I and Argo II may be deemed to be a director by deputization of Broadcom Limited (the "Issuer"). Mr. Hao is a director of the Issuer.
  2. AIV II, as the sole shareholder of Argo I, SLTA IV Cayman, as the sole general partner of AIV II, AIV GP IV, as the sole general partner of SLTA IV Cayman, and Mr. Hao, as a director of Argo I and AIV GP IV, may each be deemed to be the indirect beneficial owner of the securities directly owned by Argo I under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). However, pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person (except for Argo I) disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  3. SLTI IV, as the sole shareholder of Argo II, SLTA IV Cayman, as the sole general partner of SLTI IV, AIV GP IV, as the sole general partner of SLTA IV Cayman, and Mr. Hao, as a director of Argo II and AIV GP IV, may each be deemed to be the indirect beneficial owner of the securities directly owned by Argo II under Rule 16a-1(a)(2) of the Exchange Act. However, pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person (except for Argo II) disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.
  4. These securities are directly held by Argo I. See footnote (2).
  5. These securities are directly held by Argo II. See footnote (3).
  6. Represents a distribution by Argo I of ordinary shares of the Issuer to AIV II, its sole shareholder.
  7. Represents a distribution by AIV II of ordinary shares of the Issuer to SLTA IV Cayman, its sole general partner. These ordinary shares of the Issuer were received by AIV II in connection with the distribution described in footnote 6 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
  8. Represents a distribution by SLTA IV Cayman of ordinary shares of the Issuer to the Hao Family Trust u/a/d 10/12/99. These ordinary shares of the Issuer were received by SLTA IV Cayman in connection with the distributions described in footnotes 6 and 7 above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
  9. Represents a charitable donation of ordinary shares of the Issuer by the Hao Family Trust u/a/d 10/12/99. These ordinary shares of the Issuer were received by the Hao Family Trust u/a/d 10/12/99 in connection with the distributions reported above and the receipt of such shares was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
  10. These securities are held by the Hao Family Trust u/a/d 10/12/99.
  11. These securities are held by Mr. Hao for the benefit of certain entities affiliated with AIV GP IV ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities. Mr. Hao is a director of AIV GP IV.
  12. These securities are held by Mr. Hao's family limited partnership.