Home > Insider Trading > Filing (0001209191-16-127112)

Filing Details

Accession Number:: 0001209191-16-127112
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-10 17:08:31
Reporting Period:: 2016-06-08

Filing Date:: 2016-06-10
Accepted Time:: 2016-06-10 17:08:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490281	Groupon Inc.	GRPN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1005561	J Peter Barris	1954 Greenspring Drive Suite 600 Timonium MD 21093		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2016-06-08	11,000,000	$0.00	32,984,956	No	4	J	Indirect	See Note 2
Class A Common Stock	Acquisiton	2016-06-08	3,377,000	$0.00	3,377,000	No	4	J	Indirect	See Note 4
Class A Common Stock	Disposition	2016-06-08	3,377,000	$0.00	0	No	4	J	Indirect	See Note 4
Class A Common Stock	Acquisiton	2016-06-08	148,044	$0.00	167,220	No	4	J	Indirect	See Note 7
Class A Common Stock	Acquisiton	2016-06-08	45,401	$0.00	51,283	No	4	J	Indirect	See Note 9
Class A Common Stock	Acquisiton	2016-06-08	618,665	$0.00	640,045	No	4	J	Indirect	See Note 11
Class A Common Stock	Acquisiton	2016-06-08	45,991	$0.00	116,923	No	4	A	Direct
Class A Common Stock	Disposition	2016-06-09	281,663	$3.26	358,382	No	4	S	Indirect	See Note 11
Class A Common Stock	Disposition	2016-06-10	358,382	$3.20	0	No	4	S	Indirect	See Note 11

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	See Note 2
No	4	J	Indirect	See Note 4
No	4	J	Indirect	See Note 4
No	4	J	Indirect	See Note 7
No	4	J	Indirect	See Note 9
No	4	J	Indirect	See Note 11
No	4	A	Direct
No	4	S	Indirect	See Note 11
No	4	S	Indirect	See Note 11

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Deferred Stock Units	$0.00			71,581	71,581	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	71,581	71,581	Direct

Footnotes

New Enterprise Associates 12, Limited Partnership ("NEA 12") made a pro rata distribution for no consideration of an aggregate of 11,000,000 shares of Class A Common Stock of the Issuer to its general partner and its limited partners on June 8, 2016.
The Reporting Person is a manager of NEA 12 GP, LLC, which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of NEA 12, the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 12 in which the Reporting Person has no pecuniary interest.
NEA Partners 12 received 3,377,000 shares of Class A Common Stock of the Issuer in the distribution by NEA 12 on June 8, 2016.
The Reporting Person is a manager of NEA 12 GP, the sole general partner of NEA Partners 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA Partners 12 in which the Reporting Person has no pecuniary interest.
NEA Partners 12 made a pro rata distribution for no consideration of an aggregate of 3,377,000 shares of Class A Common Stock of the Issuer to its limited partners on June 8, 2016.
PJ Barris, LLC received 148,044 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 12 on June 8, 2016.
The Reporting Person is a member of PJ Barris, LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by PJ Barris, LLC in which the Reporting Person has no pecuniary interest.
PDB LLC received 45,401 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 12 on June 8, 2016.
The Reporting Person is the investment advisor of PDB LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by PDB LLC in which the Reporting Person has no pecuniary interest.
New Enterprise Associates, LLC ("NEA LLC") received 618,665 shares of Class A Common Stock of the Issuer in the distribution by NEA Partners 12 on June 8, 2016.
The Reporting Person is a member of the Board of Directors of NEA LLC, which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by NEA LLC in which the Reporting Person has no pecuniary interest.
100% of the restricted stock units granted on June 8, 2016 will vest on June 8, 2017, subject to the Reporting Person's continued service as a director of the Issuer through the vesting date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.22 to $3.285, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (13) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.165 to $3.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (14) to this Form 4.
The Reporting Person received exempt awards of Deferred Stock Units ("DSUs") under the Issuer's Non-Employee Director Compensation Plan. DSUs represent a right to receive shares of the Issuer's Class A Common Stock (or, in the sole discretion of the Issuer's Board of Directors following a change in control, cash, securities or a combination of cash and securities equal to the fair market value thereof) upon termination of service as a Director of the Issuer. The DSUs are vested.