Filing Details

Accession Number:
0001144204-16-107871
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-10 16:00:56
Reporting Period:
2016-06-08
Filing Date:
2016-06-10
Accepted Time:
2016-06-10 16:00:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1089872 Gaiam Inc GAIA Services-Motion Picture & Video Tape Production (7812) 841113527
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1326150 Prentice Capital Management, Lp 100 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1326156 Michael Zimmerman 100 West Putnam Avenue
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock ("Common Stock") Disposition 2016-06-08 10,055 $7.85 2,567,973 No 4 S Indirect See Footnotes
Common Stock Disposition 2016-06-09 3,700 $7.85 2,564,273 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. Prentice Capital Management, LP (the "Investment Manager") serves as investment manager to an investment fund (the "Investment Fund") with respect to which it has voting and dispositive authority over the Common Stock reported in this Form 4. Michael Zimmerman ("Mr. Zimmerman") is responsible for the supervision and conduct of all investment activities of the Investment Manager.
  2. The Investment Manager and Mr. Zimmerman do not directly own any shares of Common Stock. The Michael & Holly Zimmerman Family Foundation Inc. owns 11,705 shares of Common Stock. After the sales reported hereby, the Investment Manager may be deemed to beneficially own 2,552,568 shares of Common Stock held by the Investment Fund. Mr. Zimmerman may be deemed to beneficially own 2,564,273 shares of Common Stock held by the Investment Fund and The Michael & Holly Zimmerman Family Foundation Inc. Each of the Reporting Persons disclaims any beneficial ownership of the shares of Common Stock included in this report to the extent such beneficial ownership exceeds such Reporting Person's pecuniary interest.