Filing Details

Accession Number:
0001468334-16-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-10 11:51:48
Reporting Period:
2015-08-20
Filing Date:
2016-06-10
Accepted Time:
2016-06-10 11:51:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1316644 Aerogrow International Inc. AERO Retail-Building Materials, Hardware, Garden Supply (5200) 460510685
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468334 S Michael Barish 2401 East Second Avenue
Suite 400
Denver CO 80206
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-09-11 14,000 $1.35 383,027 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2015-08-20 11,300 $0.00 11,300 $1.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,300 2015-11-20 2020-08-20 No 4 A Direct
Footnotes
  1. Fourteen thousand shares of common stock were purchased at an average price of 1.3483.
  2. The stock options have an exercise price of $1.55, the closing price of common stock on 08/20/2015.
  3. The stock options vest in four equal quarterly installments, beginning on November 20, 2015.