Filing Details

Accession Number:
0001209191-16-126627
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-06-08 17:43:53
Reporting Period:
2016-06-03
Filing Date:
2016-06-08
Accepted Time:
2016-06-08 17:43:53
Original Submission Date:
2016-06-07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
96021 Sysco Corp SYY Wholesale-Groceries & Related Products (5140) 741648137
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1345471 Trian Fund Management, L.p. 280 Park Avenue
41St Floor
New York NY 10017
Yes No No No
1422599 D. Joshua Frank 280 Park Avenue
41St Floor
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-03 520,000 $48.79 43,781,399 No 4 P Indirect Please see explanation below
Common Stock Acquisiton 2016-06-06 173,000 $48.83 43,954,399 No 4 P Indirect Please see explanation below
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Please see explanation below
No 4 P Indirect Please see explanation below
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,276 Direct
Footnotes
  1. The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $48.59 to $48.91. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  2. Trian Fund Management, L.P ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Master Fund (ERISA), L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund II, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners Co-Investment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (SUB)-G, L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian SPV (Sub) XI, L.P. and Trian Partners Strategic Fund-K, L.P. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.
  3. (FN 2, contd.) Mr. Frank is a limited partner of certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares which they hold. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.
  4. The price shown in Column 4 is a weighted average purchase price. The price range for the purchases is $48.65 to $49.00. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.