Filing Details

Accession Number:
0001209191-16-126371
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-07 20:00:06
Reporting Period:
2016-06-05
Filing Date:
2016-06-07
Accepted Time:
2016-06-07 20:00:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250610 C Deborah Lofton C/O Qlik Technologies Inc.
150 N. Radnor Chester Road
Radnor PA 19087
Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-05 3,350 $0.00 5,024 No 4 M Direct
Common Stock Acquisiton 2016-06-06 4,150 $0.00 9,174 No 4 M Direct
Common Stock Disposition 2016-06-06 2,293 $30.14 6,881 No 4 S Direct
Common Stock Acquisiton 2016-06-07 1,275 $0.00 8,156 No 4 M Direct
Common Stock Acquisiton 2016-06-07 1,125 $0.00 9,281 No 4 M Direct
Common Stock Disposition 2016-06-07 736 $30.09 8,545 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2016-06-05 3,350 $0.00 3,350 $0.00
Common Stock Restricted Stock Unit Disposition 2016-06-06 4,150 $0.00 4,150 $0.00
Common Stock Restricted Stock Unit Disposition 2016-06-07 1,275 $0.00 1,275 $0.00
Common Stock Restricted Stock Unit Disposition 2016-06-07 1,125 $0.00 1,125 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,050 No 4 M Direct
8,300 No 4 M Direct
1,275 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
  2. Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.13 to $30.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote this (3) this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.085 to $30.0881, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote this (4) this Form 4.
  5. The RSUs vest in four (4) equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
  6. Not applicable.
  7. The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
  8. The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
  9. The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.