Filing Details

Accession Number:
0001437749-16-033452
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-07 19:02:30
Reporting Period:
2016-06-06
Filing Date:
2016-06-07
Accepted Time:
2016-06-07 19:02:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162461 Cutera Inc CUTR Electromedical & Electrotherapeutic Apparatus (3845) 770492262
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1285171 P Kevin Connors C/O Cutera, Inc.
3240 Bayshore Blvd
Brisbane CA 94005
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-06 13,606 $8.66 657,484 No 4 M Direct
Common Stock Disposition 2016-06-06 13,606 $10.31 643,878 No 4 S Direct
Common Stock Acquisiton 2016-06-07 8,000 $8.66 651,878 No 4 M Direct
Common Stock Disposition 2016-06-07 8,000 $10.24 643,878 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-06-06 13,606 $0.00 120,000 $8.66
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-06-07 8,000 $0.00 120,000 $8.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,000 2012-04-01 2016-06-08 No 4 M Direct
0 2012-05-31 2016-06-08 No 4 M Direct
Footnotes
  1. Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.24 to $10.40, with $10.311 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $10.17 to $10.41, with $10.243 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Options vested according to the following schedule: 1/3rd on 06/1/2010 and 1/36th vested monthly thereafter.