Filing Details
- Accession Number:
- 0001614094-16-000130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-07 16:46:13
- Reporting Period:
- 2016-06-03
- Filing Date:
- 2016-06-07
- Accepted Time:
- 2016-06-07 16:46:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447874 | K Matthew Fawcett | 495 East Java Drive Sunnyvale CA 94089 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-03 | 6,250 | $0.00 | 14,715 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-03 | 2,348 | $24.94 | 12,367 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-06-03 | 10,625 | $0.00 | 22,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-06-03 | 3,992 | $24.94 | 19,000 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-06-06 | 17,808 | $24.98 | 1,192 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2016-06-03 | 6,250 | $0.00 | 6,250 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2016-06-03 | 10,625 | $0.00 | 10,625 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,125 | 2014-06-03 | No | 4 | M | Direct | |
| 27,500 | 2015-06-03 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $24.905 to $25.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Restricted stock units convert into common stock on a one-for-one basis.
- On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
- On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.
Billionaire Hedge Funds
