Filing Details
- Accession Number:
- 0001615774-16-005788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-06 17:27:29
- Reporting Period:
- 2016-06-02
- Filing Date:
- 2016-06-06
- Accepted Time:
- 2016-06-06 17:27:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1266806 | Second Sight Medical Products Inc | EYES | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1625594 | J. Robert Greenberg | 12744 San Fernando Road Suite 400 Sylmar CA 91342 | Chairman Of Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-06-02 | 8,571 | $4.10 | 172,911 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $4.10 | 2017-01-21 | 2026-01-21 | 57,563 | 57,563 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $4.25 | 2014-01-01 | 2017-01-01 | 125,000 | 125,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2008-01-01 | 2017-01-01 | 30,625 | 30,625 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2009-02-01 | 2018-02-01 | 23,750 | 23,750 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2009-11-01 | 2018-11-01 | 150,000 | 150,000 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2010-02-01 | 2019-02-01 | 33,750 | 33,750 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2011-02-01 | 2020-02-01 | 103,750 | 103,750 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2012-03-01 | 2021-03-01 | 41,563 | 41,563 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2013-03-01 | 2022-03-01 | 38,750 | 38,750 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $5.00 | 2015-04-01 | 2024-04-01 | 46,875 | 46,875 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $9.00 | 2015-09-26 | 2024-09-26 | 414,659 | 414,659 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.09 | 2016-03-25 | 2025-03-25 | 31,250 | 31,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-01-21 | 57,563 | 57,563 | Direct |
| 2017-01-01 | 125,000 | 125,000 | Direct |
| 2017-01-01 | 30,625 | 30,625 | Direct |
| 2018-02-01 | 23,750 | 23,750 | Direct |
| 2018-11-01 | 150,000 | 150,000 | Direct |
| 2019-02-01 | 33,750 | 33,750 | Direct |
| 2020-02-01 | 103,750 | 103,750 | Direct |
| 2021-03-01 | 41,563 | 41,563 | Direct |
| 2022-03-01 | 38,750 | 38,750 | Direct |
| 2024-04-01 | 46,875 | 46,875 | Direct |
| 2024-09-26 | 414,659 | 414,659 | Direct |
| 2025-03-25 | 31,250 | 31,250 | Direct |
Footnotes
- 8571 shares, acquired as part of scheduled ESPP purchases, were sold on 6/2/2016.
- Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
- Options vested at date of grant
- Options vest in 4 yearly increments starting with the Date Exercisable
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