Filing Details

Accession Number:
0001209191-16-126002
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-06 16:42:59
Reporting Period:
2016-06-03
Filing Date:
2016-06-06
Accepted Time:
2016-06-06 16:42:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232833 E Thomas Pardun C/o Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock (Par Value $0.0001) Acquisiton 2016-06-03 18,000 $4.26 84,252 No 4 M Direct
Class A Common Stock (Par Value $0.0001) Disposition 2016-06-03 18,000 $20.39 66,252 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock (Par Value $0.0001) Stock Option (right to buy) Disposition 2016-06-03 18,000 $0.00 18,000 $4.26
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,575 2019-07-28 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 18,000 shares sold in the price range of $20.35 to $20.44 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Twenty-five percent (25%) of the shares subject to the option vested and became exercisable on July 28, 2010, and one forty-eighth (1/48th) of the shares subject to the option vested and became exercisable at the end of each monthly period thereafter, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on July 28, 2013.