Filing Details

Accession Number:
0001209191-16-125335
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 21:15:00
Reporting Period:
2016-05-31
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 21:15:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1192448 Glaukos Corp GKOS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181338 Md A Ross Jaffe One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1201580 D Samuel Colella One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1228684 Phd J William Link One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1266567 G Brian Atwood One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1268786 Versant Venture Capital I Lp One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1268790 Versant Affiliates Fund I-B Lp One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1268791 Versant Affiliates Fund I-A Lp One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1268792 Versant Side Fund I Lp One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1279660 B Donald Milder One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
1279905 Versant Ventures I Llc One Sansome Street, Suite 3630
San Francisco CA 94104
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-31 505,297 $0.00 2,379,539 No 4 J Indirect See Footnote
Common Stock Disposition 2016-05-31 9,892 $0.00 46,804 No 4 J Indirect See Footnote
Common Stock Disposition 2016-05-31 10,970 $23.98 51,247 No 4 S Indirect See Footnote
Common Stock Disposition 2016-05-31 23,088 $23.98 109,395 No 4 S Indirect See Footnote
Common Stock Acquisiton 2016-05-31 128,758 $0.00 128,758 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 397 $0.00 397 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 741 $0.00 741 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 989 $0.00 989 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 989 $0.00 989 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 397 $0.00 397 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 2,317 $0.00 2,317 No 4 J Indirect See Footnote
Common Stock Acquisiton 2016-05-31 496 $0.00 496 No 4 J Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
No 4 J Indirect See Footnote
Footnotes
  1. Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital I, L.P., a Delaware limited partnership ("VVC I") without consideration to its partners.
  2. The shares are held by VVC I. Versant Ventures I, LLC, a Delaware limited liability company ("VV I") serves as the sole general partner of VVC I. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VVC I; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  3. Represents a pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund I, L.P., a Delaware limited partnership ("VSF I") to its partners, without consideration.
  4. The shares are held by VSF I. VV I serves as the sole general partner of VSF I. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VSF I; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  5. The shares are held by Versant Affiliates Fund I-A, L.P., a Delaware limited partnership ("VAF I-A"). VV I serves as the sole general partner of VAF I-A. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VAF I-A; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  6. The shares are held by Versant Affiliates Fund I-B, L.P., a Delaware limited partnership ("VAF I-B"). VV I serves as the sole general partner of VAF I-B. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VAF I-B; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  7. Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC-I.
  8. The shares are held by VV I. Brian G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Ph.D., Donald B. Milder, Rebecca B. Robertson and Barbara N. Lubash are managing directors and/or members of VV I and share voting and dispositive power over the shares held by VV I; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. William J. Link, Ph.D. is a director of the Issuer and, accordingly, files separate Section 16 reports.
  9. Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VSF I.
  10. The shares are held by the Atwood-Edminster Trust dated 4/2/2000 (the "Atwood Trust") for the benefit of Brian G. Atwood. Brian G. Atwood is a trustee of the Atwood Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  11. The shares are held by Colella Family Partners and Colella Family Trust UTA Dated 9/21/92 for the benefit of Samuel D. Colella. Samuel D. Colella is a general partner of Colella Family Partners and a trustee of Colella Family Trust UTA Dated 9/21/92. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  12. The shares are held by The Jaffe Family Trust (the "Jaffe Trust") for the benefit of Ross A. Jaffe. Ross A. Jaffe is a trustee of the Jaffe Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  13. The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  14. The shares are held Lubash Moses LLC for the benefit of Barbara N. Lubash (the "LLC") for the benefit of Barbara N. Lubash. Barbara N. Lubash is a manager of the LLC. The Reporting Person disclaims beneficial ownership of the shares except to the extent of her proportionate pecuniary interest therein.
  15. The shares are held by the Milder Community Property Trust (the "Milder Trust") for the benefit of Donald B. Milder. Donald B. Milder is a trustee of the Milder Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
  16. The shares are held by the Robertson Family Trust (the "Robertson Trust") for the benefit of Rebecca B. Robertson. Rebecca B. Robertson is a trustee of the Robertson Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of her proportionate pecuniary interest therein.