Filing Details

Accession Number:
0001214659-16-012009
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 16:27:33
Reporting Period:
2016-06-01
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 16:27:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72331 Nordson Corp NDSN General Industrial Machinery & Equipment, Nec (3569) 340590250
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390758 E Robert Veillette 28601 Clemens Road
Westlake OH 44145
Vp, General Counsel & Sec No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-01 3,200 $24.46 40,637 No 4 M Direct
Common Stock Disposition 2016-06-01 980 $86.45 39,657 No 4 F Direct
Common Stock Acquisiton 2016-06-02 1,000 $24.46 40,657 No 4 M Direct
Common Stock Disposition 2016-06-02 1,000 $87.86 39,657 No 4 S Direct
Common Stock Acquisiton 2016-06-02 8,000 $27.81 47,657 No 4 M Direct
Common Stock Disposition 2016-06-02 5,500 $87.69 42,324 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2016-06-02 1,000 $0.00 1,000 $24.46
Common Stock Employee Stock Options (right to buy) Disposition 2016-06-02 8,000 $0.00 8,000 $27.81
Common Stock Employee Stock Options (right to buy) Disposition 2016-06-01 3,200 $0.00 6,400 $26.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-06 No 4 M Direct
0 2017-02-20 No 4 M Direct
3,200 2017-12-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,104 Indirect By Company ESOP Plan
Common Stock 504 Indirect By Company Savings Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Options (right to buy) $14.37 2018-12-04 17,000 17,000 Direct
Common Stock Employee Stock Options (right to buy) $27.26 2019-12-03 8,000 8,000 Direct
Common Stock Employee Stock Options (right to buy) $43.32 2020-12-07 6,400 6,400 Direct
Common Stock Employee Stock Options (right to buy) $43.73 2021-11-28 8,800 8,800 Direct
Common Stock Employee Stock Options (right to buy) $61.59 2022-11-28 7,100 7,100 Direct
Common Stock Employee Stock Options (right to buy) $71.75 2023-11-25 6,900 6,900 Direct
Common Stock Employee Stock Options (right to buy) $79.66 2024-11-24 7,600 7,600 Direct
Common Stock Employee Stock Options (right to buy) $70.91 2025-11-23 11,000 11,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-12-04 17,000 17,000 Direct
2019-12-03 8,000 8,000 Direct
2020-12-07 6,400 6,400 Direct
2021-11-28 8,800 8,800 Direct
2022-11-28 7,100 7,100 Direct
2023-11-25 6,900 6,900 Direct
2024-11-24 7,600 7,600 Direct
2025-11-23 11,000 11,000 Direct
Footnotes
  1. Exercise of reporting person's stock options that would otherwise expire December 5, 2017 of which shares were sold to pay the exercise price pursuant to a broker-assisted cashless exercise and hold.
  2. Exercise of reporting person's stock options that would otherwise expire December 6, 2016 of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise.
  3. Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $87.60 to $87.84. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.
  4. Exercise of reporting person's stock options that would otherwise expire February 20, 2017 of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise, partial sale, and partial hold. The holdings include 167 shares acquired through dividend payments and are net of shares previously withheld or sold to cover withholding taxes.
  5. Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the Nordson Employee Stock Ownership Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
  6. Represents the number of shares attributable to the reporting person's participation in the Company's Savings Plan, exempt pursuant to Rule 16b-3(c). The reporting person disclaims beneficial ownership of these securities.
  7. All such options have fully vested.
  8. On November 28, 2012, the Company awarded 7,100 stock options under the Company's Long-Term Performance Plan. The options vest in 4 equal annual installments beginning on November 28, 2013. The vested portions of such options will become exercisable upon vesting.
  9. On November 25, 2013, the Company awarded 6,900 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 25, 2014. The vested portions of such options will become exercisable upon vesting.
  10. On November 24, 2014, the Company awarded 7,600 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 24, 2015. The vested portions of such options will become exercisable upon vesting.
  11. On November 23, 2015, the Company awarded 11,000 stock options under the Company's 2012 Stock Incentive and Award Plan. The options vest in 4 equal annual installments beginning on November 23, 2016. The vested portions of such options will become exercisable upon vesting.