Filing Details

Accession Number:
0000899243-16-021418
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-02 06:18:05
Reporting Period:
2016-06-01
Filing Date:
2016-06-02
Accepted Time:
2016-06-02 06:18:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1358762 Reata Pharmaceuticals Inc RETA Pharmaceutical Preparations (2834) 113651945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1662321 Edward James Bass 2801 Gateway Drive, Suite 150
Irving TX 75063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-01 5,000 $13.28 5,000 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-01 2,585 $0.00 7,585 No 4 C Direct
Class A Common Stock Acquisiton 2016-06-01 18,000 $11.00 25,585 No 4 P Direct
Class A Common Stock Acquisiton 2016-06-01 3,455 $0.00 3,455 No 4 C Indirect By Bass Family Trust A
Class A Common Stock Acquisiton 2016-06-01 1,448 $0.00 1,448 No 4 C Indirect By Bass Trust FBO James E. Bass
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 C Direct
No 4 P Direct
No 4 C Indirect By Bass Family Trust A
No 4 C Indirect By Bass Trust FBO James E. Bass
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B common stock Disposition 2016-06-01 2,585 $0.00 2,585 $0.00
Class A Common Stock Class B common stock Disposition 2016-06-01 3,455 $0.00 3,455 $0.00
Class A Common Stock Class B common stock Disposition 2016-06-01 1,448 $0.00 1,448 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,762 No 4 C Direct
38,447 No 4 C Indirect
16,107 No 4 C Indirect
Footnotes
  1. The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the company's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the company's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date.
  2. Due to the conditions to closing of the initial public offering of the Class A common stock, these purchases were not deemed to occur until closing, on June 1, 2016.