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Filing Details

Accession Number:: 0001140361-16-068155
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-01 21:08:27
Reporting Period:: 2016-06-01

Filing Date:: 2016-06-01
Accepted Time:: 2016-06-01 21:08:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1358762	Reata Pharmaceuticals Inc	RETA	Pharmaceutical Preparations (2834)	113651945

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1665299	Jr W James Traweek	C/O Cpmg, Inc. 2000 Mckinney Ave, Suite 2125 Dallas TX 75201		No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-06-01	35	$0.00	35	No	4	C	Direct
Class A Common Stock	Acquisiton	2016-06-01	16,645	$0.00	16,645	No	4	C	Indirect	By JET Land & Cattle Company, Ltd.
Class A Common Stock	Acquisiton	2016-06-01	7,056	$0.00	7,056	No	4	C	Indirect	By 1 Thessalonians 5:18 Trust
Class A Common Stock	Acquisiton	2016-06-01	572	$0.00	572	No	4	C	Indirect	By Esme Grace McGaughy Trust
Class A Common Stock	Acquisiton	2016-06-01	572	$0.00	572	No	4	C	Indirect	By Mary Frances McGaughy Trust
Class A Common Stock	Acquisiton	2016-06-01	2,739	$0.00	2,739	No	4	C	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	110,969	$0.00	110,969	No	4	C	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	56,739	$11.43	167,708	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	127,691	$12.76	295,399	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	8,233	$13.22	303,632	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	28,797	$13.26	332,429	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	6,203	$14.22	338,632	No	4	P	Indirect	See footnote
Class A Common Stock	Acquisiton	2016-06-01	23,890	$14.11	362,522	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Indirect	By JET Land & Cattle Company, Ltd.
No	4	C	Indirect	By 1 Thessalonians 5:18 Trust
No	4	C	Indirect	By Esme Grace McGaughy Trust
No	4	C	Indirect	By Mary Frances McGaughy Trust
No	4	C	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B common stock	Disposition	2016-06-01	35	$0.00	35	$0.00
Class A Common Stock	Class B common stock	Disposition	2016-06-01	16,645	$0.00	16,645	$0.00
Class A Common Stock	Class B common stock	Disposition	2016-06-01	7,056	$0.00	7,056	$0.00
Class A Common Stock	Class B common stock	Disposition	2016-06-01	572	$0.00	572	$0.00
Class A Common Stock	Class B common stock	Disposition	2016-06-01	572	$0.00	572	$0.00
Class A Common Stock	Class B common stock	Disposition	2016-06-01	2,739	$0.00	2,739	$0.00
Class A Common Stock	Class B common stock	Disposition	2016-06-01	110,969	$0.00	110,969	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
380	No	4	C	Direct
185,263	No	4	C	Indirect
78,539	No	4	C	Indirect
6,364	No	4	C	Indirect
6,364	No	4	C	Indirect
30,478	No	4	C	Indirect
1,235,146	No	4	C	Indirect

Footnotes

The Class B common stock is convertible into Class A common stock on a one-for-one basis (a) at the holder's election at any time after the date that is six months following the date of the closing of the initial public offering of the Issuer's Class A common stock, (b) at the holder's election prior to that time subject to certain conditions, or (c) at the option of the Issuer's board of directors, in its sole discretion, at any time or multiple times from time to time on or before the closing of the initial public offering. The conversion right of the Class B common stock has no expiration date.
The Reporting Person is the sole owner of the general partner of JET Land & Cattle Company, Ltd.
The Reporting Person is trustee of 1 Thessalonians 5:18 Trust.
The Reporting Person is trustee of Esme Grace McGaughy Trust.
The Reporting Person is trustee of Mary Frances McGaughy Trust.
These shares of Class A common stock and Class B common stock are held in escrow for a charitable donee by American Stock & Transfer Trust Company, LLC.
These shares of Class A common stock and Class B common stock are held in various funds for which CPMG, Inc. serves as investment manager. The Reporting Person is a co-director and co-shareholder of CPMG, Inc.
This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 26, 2016, within a $1.00 range. The actual prices for these transactions range from $11.06 to $11.85, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price within the ranges set forth in footnotes (8) through (13) to this Form 4.
This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 26, 2016, within a $1.00 range. The actual prices for these transactions range from $12.12 to $13.00, inclusive.
This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 26, 2016, within a $1.00 range. The actual prices for these transactions range from $13.17 to $13.25, inclusive.
This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 27, 2016, within a $1.00 range. The actual prices for these transactions range from $12.99 to $13.50, inclusive.
This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 27, 2016, within a $1.00 range. The actual prices for these transactions range from $14.00 to $14.3099, inclusive.
This price reflects the weighted average purchase price for open-market purchase orders placed by the Reporting Person with its broker on May 31, 2016, within a $1.00 range. The actual prices for these transactions range from $13.74 to $14.48, inclusive.
Due to the conditions to closing of the initial public offering of the Class A common stock, these purchases were not deemed to occur until closing, on June 1, 2016.
The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.