Filing Details
- Accession Number:
- 0001016281-16-000212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-01 18:15:28
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-06-01
- Accepted Time:
- 2016-06-01 18:15:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016281 | Carriage Services Inc | CSV | Services-Personal Services (7200) | 760423828 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1643336 | Benjamin Carl Brink | 28634 Pleasant Forest Drive Katy TX 77494 | Principal Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-06-01 | 1,200 | $23.54 | 5,999 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $20.06 | 2026-02-23 | 10,000 | 10,000 | Direct | |
| Common Stock | Performance Award | $0.00 | 2020-12-31 | 3,100 | 3,100 | Direct | |
| Common Stock | Stock Options | $22.58 | 2022-02-24 | 22,000 | 22,000 | Direct | |
| Common Stock | Stock Options | $20.26 | 2019-02-25 | 12,000 | 12,000 | Direct | |
| Common Stock | Stock Options | $16.73 | 2018-05-22 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-02-23 | 10,000 | 10,000 | Direct |
| 2020-12-31 | 3,100 | 3,100 | Direct |
| 2022-02-24 | 22,000 | 22,000 | Direct |
| 2019-02-25 | 12,000 | 12,000 | Direct |
| 2018-05-22 | 10,000 | 10,000 | Direct |
Footnotes
- Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/5 each year on 2/23/2017, 2/23/2018, 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
- Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on December 31, 2020 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Relative Shareholder Return performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Relative Shareholder Return performance represents 75% of the award and the Adjusted Consolidated EBITDA performance represents 25% of the award.
- Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 will vest on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
- Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 18,000 options granted on 02/25/2014, of which 6,000 options vested on 2/25/2015 and were exercised on 3/26/2015, 6,000 options vested on 2/25/2016 and 6,000 options will vest on 2/25/2017. These options expire on 02/25/2019.
- Stock Option Grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of 15,000 options on 5/22/2013, of which 5,000 options vested on 5/22/2014 and were exercised on 3/26/2015, 5,000 vested on 5/22/2015 and 5,000 vested on 5/22/2016. The options expire on 5/22/2018.
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