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Filing Details

Accession Number:: 0001596783-16-000073
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-01 17:35:45
Reporting Period:: 2016-05-27

Filing Date:: 2016-06-01
Accepted Time:: 2016-06-01 17:35:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1596783	Catalent Inc.	CTLT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1269428	M Matthew Walsh	C/O Catalent, Inc. 14 Schoolhouse Road Somerset NJ 08873	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-05-27	17,500	$14.86	105,688	No	4	M	Direct
Common Stock	Disposition	2016-05-27	13,082	$28.85	92,606	No	4	F	Direct
Common Stock	Disposition	2016-05-27	4,418	$28.85	88,188	No	4	S	Direct
Common Stock	Acquisiton	2016-05-27	52,500	$14.86	140,688	No	4	M	Direct
Common Stock	Disposition	2016-05-27	39,245	$28.85	101,443	No	4	F	Direct
Common Stock	Disposition	2016-05-27	13,255	$28.85	88,188	No	4	S	Direct
Common Stock	Acquisiton	2016-05-27	19,124	$18.71	107,312	No	4	M	Direct
Common Stock	Disposition	2016-05-27	15,600	$28.85	91,712	No	4	F	Direct
Common Stock	Disposition	2016-05-27	3,524	$28.85	88,188	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options to purchase Common Stock	Acquisiton	2016-05-27	17,500	$0.00	17,500	$14.86
Common Stock	Options to purchase Common Stock	Acquisiton	2016-05-27	52,500	$0.00	52,500	$14.86
Common Stock	Options to purchase Common Stock	Acquisiton	2016-05-27	19,124	$0.00	19,124	$18.71

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-10-11	No	4	M	Direct
0	2021-10-11	No	4	M	Direct
28,686	2023-06-25	No	4	M	Direct

Footnotes

Includes restricted stock units.
Represents shares withheld to pay the exercise price and applicable withholding taxes associated with the exercise of stock options.
The sales of the shares were for financial planning purposes, including, in particular, tax obligations associated with equity awards that settled in fiscal year 2016.
These shares were sold in multiple transactions at prices ranging from $28.74 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
On October 11, 2011, the reporting person was granted an option to purchase 17,500 shares of common stock of the Issuer which vest and become exercisable in three equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2012, 2013 and 2014. The performance criteria for 2012, 2013 and 2014 were met, resulting in vesting of the option as to all 17,500 shares.
On October 11, 2011, the reporting person was granted an option to purchase 52,500 shares of common stock of the Issuer, which vest and become exercisable in five equal annual installments beginning on September 26, 2012.
On June 25, 2013, the reporting person was granted an option to purchase 47,810 shares of common stock of the Issuer which vest and become exercisable in five equal annual installments based on satisfaction of certain performance criteria for each of the fiscal years ending 2014, 2015, 2016, 2017 and 2018. The performance criteria for 2014 and 2015 were met, resulting in vesting of the option as to 19,124 shares.