Filing Details

Accession Number:
0001209191-16-124727
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-01 17:30:15
Reporting Period:
2016-05-27
Filing Date:
2016-06-01
Accepted Time:
2016-06-01 17:30:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
798354 Fiserv Inc FISV Services-Computer Processing & Data Preparation (7374) 391506125
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231126 Rahul Gupta 255 Fiserv Drive
Brookfield WI 53045
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-27 14,444 $23.85 95,798 No 4 M Direct
Common Stock Disposition 2016-05-27 8,819 $104.97 86,979 No 4 F Direct
Common Stock Acquisiton 2016-05-27 15,364 $30.86 102,343 No 4 M Direct
Common Stock Disposition 2016-05-27 9,897 $104.98 92,446 No 4 F Direct
Common Stock Acquisiton 2016-05-27 25,528 $32.64 117,974 No 4 M Direct
Common Stock Disposition 2016-05-27 16,662 $104.99 101,312 No 4 F Direct
Common Stock Acquisiton 2016-05-27 27,860 $40.35 129,172 No 4 M Direct
Common Stock Disposition 2016-05-27 19,215 $104.99 109,957 No 4 F Direct
Common Stock Disposition 2016-05-27 28,603 $105.01 81,354 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-05-27 14,444 $0.00 14,444 $23.85
Common Stock Stock Option (right to buy) Disposition 2016-05-27 15,364 $0.00 15,364 $30.86
Common Stock Stock Option (right to buy) Disposition 2016-05-27 25,528 $0.00 25,528 $32.64
Common Stock Stock Option (right to buy) Disposition 2016-05-27 27,860 $0.00 27,860 $40.35
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-24 2020-02-24 No 4 M Direct
0 2012-02-23 2021-02-23 No 4 M Direct
0 2013-02-22 2022-02-22 No 4 M Direct
0 2014-02-20 2023-02-20 No 4 M Direct
Footnotes
  1. Includes 243 shares acquired under the Fiserv, Inc. Employee Stock Purchase Plan.
  2. Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
  3. This transaction was executed in multiple trades at prices ranging from $104.95 to $105.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The option vested in three equal installments on February 24, 2011, 2012 and 2013.
  5. The option vested in three equal installments on February 23, 2012, 2013 and 2014.
  6. The option vested in three equal installments on February 22, 2013, 2014 and 2015.
  7. The option vested in three equal installments on February 20, 2014, 2015 and 2016.