Filing Details

Accession Number:
0001019687-16-006529
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-01 16:24:07
Reporting Period:
2016-05-27
Filing Date:
2016-06-01
Accepted Time:
2016-06-01 16:24:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587419 H William Yeh C/o Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2016-05-27 6,000 $10.13 107,820 No 4 P Direct
Common Stock, $.001 Par Value Acquisiton 2016-05-27 4,000 $10.17 111,820 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. 17,664 shares are jointly held as community property under the name of the reporting person's spouse.