Filing Details

Accession Number:
0001209191-16-124641
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-01 16:16:12
Reporting Period:
2016-05-27
Filing Date:
2016-06-01
Accepted Time:
2016-06-01 16:16:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171012 Uni-Pixel UNXL Electronic Components, Nec (3679) 752926437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1436530 Adam Ross Young C/O Uni-Pixel, Inc.
4699 Old Ironsides Drive, Suite 300
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-27 4,000 $1.71 26,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 3,600 shares of restricted stock that vested 50% on April 14, 2016 and the remaining 50% which will vest on April 14, 2017. Also includes 10,000 shares of restricted stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3 on July 31, 2017 and 1/3 on July 31, 2018.