Filing Details

Accession Number:
0000091142-16-000108
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-01 10:58:08
Reporting Period:
2016-05-27
Filing Date:
2016-06-01
Accepted Time:
2016-06-01 10:58:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1667767 R Peter Martineau A. O. Smith Corporation
500 Tennessee Waltz Parkway
Ashland City TN 37015
Senior Vice President - Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-27 2,800 $21.56 2,800 No 4 M Direct
Common Stock Acquisiton 2016-05-27 1,000 $22.99 3,800 No 4 M Direct
Common Stock Disposition 2016-05-27 3,800 $83.10 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-05-27 2,800 $0.00 2,800 $21.56
Common Stock Employee Stock Options (Right to Buy) Disposition 2016-05-27 1,000 $0.00 1,000 $22.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,440 2021-02-07 No 4 M Direct
14,440 2022-02-13 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 02/07/2011 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/07/2012.
  2. The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.