Filing Details

Accession Number:
0001012975-16-001264
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-27 18:43:31
Reporting Period:
2016-05-25
Filing Date:
2016-05-27
Accepted Time:
2016-05-27 18:43:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1609809 Seres Therapeutics Inc. MCRB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222012 Noubar Afeyan 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
Yes No Yes No
1255927 Jr M Edwin Kania 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1503559 Flagship Ventures Fund Iv, L.p. 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1508051 Flagship Ventures Fund Iv General Partner Llc 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1508052 Flagship Ventures Fund 2007, L.p. 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1508053 Flagship Ventures 2007 General Partner Llc 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1590973 Flagship Ventures Fund Iv-Rx, L.p. 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
1642578 Flagship Venturelabs Iv, Llc 1 Memorial Drive, 7Th Floor
Cambridge MA 02142
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2016-05-25 320,562 $27.60 2,734,994 No 4 S Indirect See footnote
Common Stock, $0.001 Par Value Disposition 2016-05-25 80,141 $27.60 1,925,462 No 4 S Indirect See footnote
Common Stock, $0.001 Par Value Disposition 2016-05-25 599,297 $27.60 0 No 4 S Indirect See footnote
Common Stock, $0.001 Par Value Disposition 2016-05-25 800,000 $0.00 8,022,420 No 4 J Indirect See footnote
Common Stock, $0.001 Par Value Disposition 2016-05-25 200,000 $0.00 1,925,462 No 4 J Indirect See footnote
Common Stock, $0.001 Par Value Acquisiton 2016-05-25 33,507 $0.00 33,514 No 4 J Indirect See footnote
Common Stock, $0.001 Par Value Acquisiton 2016-05-25 7 $0.00 33,514 No 4 J Indirect See footnote
Common Stock, $0.001 Par Value Disposition 2016-05-25 33,514 $0.00 0 No 4 J Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
Footnotes
  1. Held by Flagship VentureLabs IV LLC ("Flagship VentureLabs"). Flagship Ventures Fund IV, L.P. ("Flagship Fund IV") is a member of Flagship VentureLabs and also serves as its manager. Flagship Ventures Fund IV General Partner LLC ("Flagship Fund IV GP") is the general partner of Flagship Fund IV. Noubar B. Afeyan, Ph.D. and Edwin M. Kania, Jr. are the managers of Flagship Fund IV GP. Each of these individuals and entities may be deemed to share voting and investment power with respect to all shares held by Flagship VentureLabs. Each of the filing persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
  2. Held by Flagship Ventures Fund IV-Rx, L.P. ("Flagship IV-Rx"). Flagship Fund IV GP is the general partner of Flagship IV-Rx. Dr. Afeyan and Mr. Kania are the managers of Flagship Fund IV GP and each of these managers may be deemed to share voting and investment power with respect to all shares held by Flagship IV-Rx. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
  3. Held by Flagship Ventures Fund 2007, L.P. ("Flagship 2007"). Flagship Ventures 2007 General Partner LLC ("Flagship 2007 LLC") is the general partner of Flagship 2007. Dr. Afeyan and Mr. Kania are the managers of Flagship 2007 LLC and each of these managers may be deemed to share voting and investment power with respect to all shares held by Flagship 2007. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
  4. Distribution of shares in kind by Flagship Fund IV on a pro rata basis to its partners.
  5. The shares are directly held by Flagship Fund IV. Flagship Fund IV GP is the general partner of Flagship Fund IV. Dr. Afeyan and Mr. Kania are the managers of Flagship Fund IV GP and each of these managers may be deemed to share voting and investment power with respect to all shares held by Flagship Fund IV. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
  6. Distribution of shares in kind by Flagship IV-Rx on a pro rata basis to its partners.
  7. The shares are directly held by Flagship IV-Rx. Flagship Fund IV GP is the general partner of Flagship IV-Rx. Dr. Afeyan and Mr. Kania are the managers of Flagship Fund IV GP and each of these managers may be deemed to share voting and investment power with respect to all shares held by Flagship Fund IV-Rx. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.
  8. Flagship Fund IV GP received shares distributed in kind by Flagship Fund IV on a pro rata basis to its partners.
  9. Flagship Fund IV GP received shares distributed in kind by Flagship IV-Rx on a pro rata basis to its partners.
  10. Distribution of shares in kind by Flagship Fund IV GP on a pro rata basis to its members.
  11. The shares are directly held by Flagship Fund IV GP. As such, each of Dr. Afeyan and Mr. Kania exercises shared voting and investment power over the shares held by Flagship Fund IV GP. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of his or its pecuniary interest therein.