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Home > Insider Trading > Filing (0001019687-16-006493)

Filing Details

Accession Number:: 0001019687-16-006493
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-05-27 16:06:36
Reporting Period:: 2016-05-25

Filing Date:: 2016-05-27
Accepted Time:: 2016-05-27 16:06:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1158114	Applied Optoelectronics Inc.	AAOI	Semiconductors & Related Devices (3674)	760533927

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587425	(Mike) Min-Chu Chen	C/O Applied Optoelectronics, Inc. 13139 Jess Pirtle Blvd. Sugar Land TX 77478		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	Acquisiton	2016-05-25	5,000	$10.00	15,000	No	4	P	Indirect	By Spouse
Common Stock, $.001 Par Value	Acquisiton	2016-05-27	5,000	$9.95	20,000	No	4	P	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Spouse
No	4	P	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $.001 Par Value	13,262	Direct

Footnotes

1,914 shares are jointly held as community property under the name of the reporting person's spouse
Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen.