Filing Details
- Accession Number:
- 0000899243-16-021067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-26 17:56:05
- Reporting Period:
- 2016-05-25
- Filing Date:
- 2016-05-26
- Accepted Time:
- 2016-05-26 17:56:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1245791 | Gi Dynamics Inc. | GID | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1502902 | Anne Keating | 25 Hartwell Avenue Lexington MA 02421 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-25 | 15,000 | $0.72 | 20,166 | No | 4 | P | Indirect | By Stratford Gem Pty Ltd (Superannuation Fund) |
| Common Stock | Acquisiton | 2016-05-25 | 9,000 | $0.74 | 29,166 | No | 4 | P | Indirect | By Stratford Gem Pty Ltd (Superannuation Fund) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Stratford Gem Pty Ltd (Superannuation Fund) |
| No | 4 | P | Indirect | By Stratford Gem Pty Ltd (Superannuation Fund) |
Footnotes
- Represents the purchase of 750,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
- Represents the purchase of 450,000 of the Company's Chess Depositary Interests (CDIs), trading on the Australian Securities Exchange (the "ASX"). Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
- The purchase was executed in the form of CDIs, trading on the ASX, and as such the purchase price has been converted to a USD equivalent, adjusting for the ratio of 1 share of Common Stock per 50 CDIs, using the exchange rate as published by the Reserve Bank of Australia in effect on the date of purchase.
- Represents 1,008,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
- Represents 1,458,300 of the Company's CDIs, trading on the ASX. Each CDI represents an interest in 1/50 of an underlying share of Common Stock of the Company.
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