Filing Details

Accession Number:
0001349929-16-000089
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-26 17:19:56
Reporting Period:
2016-05-25
Filing Date:
2016-05-26
Accepted Time:
2016-05-26 17:19:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1349929 Cancer Genetics Inc CGIX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
897464 John Pappajohn 201 Route 17 North
2Nd Floor
Rutherford NJ 07070
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-05-25 317,820 $0.00 2,099,609 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.0001 Per Share Warrant (right to buy) Acquisiton 2016-05-25 158,910 $0.00 158,910 $2.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
158,910 2016-11-25 2021-11-25 No 4 P Direct
Footnotes
  1. The reported securities were purchased in a registered direct offering and a concurrent private placement, both of which closed on May 25, 2016.
  2. The reported securities consist of one share of common stock, par value $0.0001 per share (the "Common Stock") and a warrant to purchase one-half of a share of Common Stock. The purchase price for the reported securities was $2.2025 per share and warrant.