Filing Details
- Accession Number:
- 0001140361-16-067092
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-05-25 16:37:04
- Reporting Period:
- 2016-02-18
- Filing Date:
- 2016-05-25
- Accepted Time:
- 2016-05-25 16:37:04
- Original Submission Date:
- 2016-02-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357971 | Energy Services Of America Corp | ESOA | Water, Sewer, Pipeline, Comm & Power Line Construction (1623) | 204606266 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1617024 | H. Bruce Elliott | 75 West 3Rd Avenue Huntington WV 52701 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-02-18 | 2,500 | $1.31 | 159,116 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-02-18 | 8,000 | $1.30 | 151,116 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-02-19 | 7,900 | $1.25 | 159,016 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-19 | 100 | $1.36 | 159,116 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2016-02-19 | 2,903 | $1.40 | 162,019 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 795 | Indirect | Child |
| Common Stock | 35,589 | Indirect | Spouse |
Footnotes
- This sale was matchable against a purchase under Section 16(b) of the Securities Exchange Act of 1934, as amended. Mr. Elliott has paid the Issuer $3,364.40, representing the full amount of profit realized in connection with the short-swing transactions. The amount of profit realized includes sales which occurred on February 18, March 16 and April 12, 2016, which were reported on multiple Form 4s.
Billionaire Hedge Funds
