Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-05-23 17:18:27
Reporting Period:
Filing Date:
Accepted Time:
2016-05-23 17:18:27
Original Submission Date:
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1562834 Brookfield Mortgage Opportunity Income Fund Inc. BOI () 4/A
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1305496 Lyn Michelle Russell-Dowe Brookfield Investment Management Inc.
Brookfield Place, 250 Vesey St., 15 Fl
New York X1 10281-1023
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-03-26 500 $20.00 13,650 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
  1. Due to a clerical error, the Reporting Person is filing this amendment to the Form 4 originally filed with Securities and Exchange Commission ("SEC") on March 27, 2013 (this "Amendment") to correct (i) the number of shares purchased by the Reporting Person at a price of $20 per share on March 26, 2013 from 50 shares to 500 shares and (ii) the amount of securities beneficially owned by the Reporting Person following the reported transaction from 13,200 to 13,650. The transactions reported in the Form 4 filed by the Reporting Person with the SEC on November 25, 2013 were accurate except that they did not include the additional 450 shares referenced above. As of May 23, 2016, the day that this Amendment was filed, the Reporting Person directly beneficially owns 19,650 shares of common stock of the Issuer.