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Filing Details

Accession Number:
0001209191-16-122335
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-20 21:56:23
Reporting Period:
2016-05-18
Filing Date:
2016-05-20
Accepted Time:
2016-05-20 21:56:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591976 A Steven Ross 12701 Commonwealth Drive Suite 9
Fort Myers FL 33913
Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-18 18,000 $4.78 22,500 No 4 M Direct
Common Stock Disposition 2016-05-18 18,000 $8.50 4,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2016-05-18 18,000 $4.78 18,000 $4.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
67,000 2016-05-06 2020-05-06 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,500 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option (Right to buy) $7.15 2017-04-20 2021-04-20 40,000 40,000 Direct
Common Stock Stock Option (Right to buy) $3.93 2014-04-22 2018-04-22 37,500 37,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-04-20 40,000 40,000 Direct
2018-04-22 37,500 37,500 Direct
Footnotes
  1. On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
  2. On April 22, 2013, Mr. Ross was granted 150,000 options to purchase common stock of the Company. These options vest ratably on each of the next four anniversary dates of the grant date. On April 29, 2016, Mr. Ross exercised 112,500 of these options leaving a balance of 37,500.
  3. On May 6, 2015, Mr. Ross was granted 100,000 stock options to purchase common stock of the Company. These options vest ratably on each of the first three anniversary dates of the grant date. On May 9, 2016, Mr. Ross exercised 15,000 of these options and on May 18, 2016 Mr. Ross exercised 18,000 options leaving a balance of 67,000 options.