Filing Details

Accession Number:
0001628280-16-016539
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-20 12:31:36
Reporting Period:
2016-05-18
Filing Date:
2016-05-20
Accepted Time:
2016-05-20 12:31:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602683 W James Preuninger C/O Amber Road, Inc.
One Meadowlands Plaza
East Rutherford NJ 07073
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-18 74,605 $2.31 1,994,789 No 4 C Direct
Common Stock Disposition 2016-05-18 74,605 $5.00 1,920,184 No 4 S Direct
Common Stock Acquisiton 2016-05-19 12,227 $2.31 1,932,411 No 4 C Direct
Common Stock Disposition 2016-05-19 12,227 $5.00 1,920,184 No 4 S Direct
Common Stock Acquisiton 2016-05-20 13,168 $2.31 1,933,352 No 4 C Direct
Common Stock Disposition 2016-05-20 13,168 $5.00 1,920,184 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-05-18 74,605 $2.31 74,605 $2.31
Common Stock Employee Stock Option (right to buy) Disposition 2016-05-19 12,227 $2.31 12,227 $2.31
Common Stock Employee Stock Option (right to buy) Disposition 2016-05-20 13,168 $2.31 13,168 $2.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
125,795 2012-09-30 2016-09-30 No 4 M Direct
113,568 2012-09-30 2016-09-30 No 4 M Direct
100,400 2012-09-30 2016-09-30 No 4 M Direct
Footnotes
  1. Inclusive of 249,545 shares held of record by The James Preuninger 2013 Five Year GRAT.
  2. Sale of 74,605 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
  3. Sale of 12,227 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
  4. Sale of 13,168 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, with the exercise price to be satisfied by sale proceeds (cashless).
  5. Partial stock option exercise of a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, at an exercise price of $2.31 per share, with exercise price to be satisfied by sale proceeds (cashless).