Filing Details
- Accession Number:
- 0001225208-16-033624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-18 20:17:12
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-18
- Accepted Time:
- 2016-05-18 20:17:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1099800 | Edwards Lifesciences Corp | EW | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 364316614 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1308771 | B Patrick Verguet | One Edwards Way Irvine CA 92614 | Cvp, Europe | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-16 | 19,337 | $0.00 | 129,944 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-16 | 3,000 | $25.48 | 132,944 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-16 | 992 | $102.99 | 131,952 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-05-16 | 3,000 | $104.62 | 128,952 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-17 | 5,000 | $25.48 | 133,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-17 | 5,000 | $105.00 | 128,952 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-18 | 5,000 | $25.48 | 133,952 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-18 | 5,000 | $99.37 | 128,952 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-05-16 | 3,000 | $0.00 | 3,000 | $25.48 |
| Common Stock | Performance Rights | Disposition | 2016-05-16 | 19,337 | $0.00 | 19,337 | $0.00 |
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-05-17 | 5,000 | $0.00 | 5,000 | $25.48 |
| Common Stock | Employee Stock Option (Right to Acquire) | Disposition | 2016-05-18 | 5,000 | $0.00 | 5,000 | $25.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 98,000 | 2011-05-13 | 2017-05-12 | No | 4 | M | Direct |
| 0 | 2016-03-31 | No | 4 | M | Direct | |
| 93,000 | 2011-05-13 | 2017-05-12 | No | 4 | M | Direct |
| 88,000 | 2011-05-13 | 2017-05-12 | No | 4 | M | Direct |
Footnotes
- On May 14, 2013, the Reporting Person was granted a target number of shares (11,050) covered by restricted stock units with performance-based vesting requirements over a three-year performance period. On May 16, 2016, 175% of the target shares vested and were issued, and the actual number of shares vested are reflected on this Form.
- This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $104.61 to $104.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
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