Filing Details
- Accession Number:
- 0001354488-16-007548
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-18 18:03:05
- Reporting Period:
- 2016-05-16
- Filing Date:
- 2016-05-18
- Accepted Time:
- 2016-05-18 18:03:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1272550 | Root9B Technologies Inc. | RTNB | Services-Management Consulting Services (8742) | 200443575 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349193 | Wesley Clark | 116 Ottenheimer Plaza Little Rock AR 72201 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Disposition | 2016-05-16 | 8,200 | $1.10 | 43,800 | No | 4 | S | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2016-05-16 | 10,000 | $1.10 | 33,800 | No | 4 | S | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2016-05-17 | 1,800 | $1.10 | 32,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2016-05-17 | 25,000 | $0.65 | 57,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | option to purchase (common stock, par value $.001) | Disposition | 2016-05-17 | 25,000 | $0.00 | 25,000 | $0.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 205,000 | 2012-08-14 | 2022-08-14 | No | 4 | M | Direct |
Footnotes
- Pursuant to Stock Option Agreement with grant date of August 14, 2012; 25,000 options exercised with strike price of $0.65 for a total of $16,250. Each option provided the right to purchase one share of common stock, i.e., one-to-one basis.
Billionaire Hedge Funds
