Filing Details

Accession Number:
0001140361-16-065814
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-16 17:28:54
Reporting Period:
2016-05-15
Filing Date:
2016-05-16
Accepted Time:
2016-05-16 17:28:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
823094 Sothebys BID Services-Business Services, Nec (7389) 382478409
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607475 Olivier Reza 1334 York Avenue
New York NY 10021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-16 10,000 $27.61 35,000 No 4 P Indirect By Grantor Trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Grantor Trusts
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Deferred Stock Units Acquisiton 2016-05-15 679 $27.60 679 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,044 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $27.50 and $27.75 inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of the Issuer full details regarding the number of shares sold at each separate price.
  2. The Reporting Person is an investment advisor and a beneficiary of the grantor trusts.
  3. The Deferred Stock units were accrued under the Company's Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the plan. These units will be settled, on a one-for-one basis, into shares of the Company's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Company's Board.