Filing Details

Accession Number:
0001127602-16-052356
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-16 17:22:52
Reporting Period:
2016-05-13
Filing Date:
2016-05-16
Accepted Time:
2016-05-16 17:22:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
893739 Harris & Harris Group Inc TINY Investors, Nec (6799) 133119827
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111367 A Phillip Bauman 1450 Broadway
24Th Floor
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-13 3,280 $1.70 82,119 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,637 Indirect Wife
Footnotes
  1. The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 purchase plan.