Filing Details

Accession Number:
0000909143-16-000073
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-16 15:06:33
Reporting Period:
2016-05-12
Filing Date:
2016-05-16
Accepted Time:
2016-05-16 15:06:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1232582 Ashford Hospitality Trust Inc AHT Real Estate Investment Trusts (6798) 861062192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1464574 Md J Benjamin Ansell 14185 Dallas Parkway
Suite 1100
Dallas TX 75254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-12 5,800 $5.66 52,800 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 103,200 Indirect By Ansell Family Trust
Common Stock 12,313 Indirect By Benjamin J. Ansell, as Trustee FBO of Benjamin Ansell GST Trust under Agreement dated 1/2/2003.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Special Limited Partnership Units $0.00 23,380 24,632 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
23,380 24,632 Direct
Footnotes
  1. Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock based on a conversion ratio described in the partnership agreement of Subsidiary, which, on May 12, 2016, was 0.9491845949 shares of the Issuer's common stock for each Common Unit.
  2. The LTIP Units have no expiration date.
  3. Reflects all LTIP Units held by the Reporting Person having different grant dates and vesting terms, some of which have achieved parity with the Common Units.
  4. Reflects prior transfer of 5,500 shares from direct holding to indirect holding (through Ansell Family Trust).