Filing Details

Accession Number:
0001493152-16-009794
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 18:00:25
Reporting Period:
2016-05-13
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 18:00:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100397 Advaxis Inc. ADXS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022849 J Thomas Mckearn 305 College Road East
Princeton NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-13 4,100 $7.45 82,120 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The reporting person sold shares to cover their estimated tax obligation in connection with recent award vestings.
  2. Reflects the weighted average sale price. The range of prices for such transaction is $7.45 to $7.46. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.