Filing Details

Accession Number:
0000891839-16-000200
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 17:42:20
Reporting Period:
2016-05-11
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 17:42:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1668481 G. John O'grady Eastman Kodak Company
343 State Street
Rochester NY 14650
Gm, Ww Sales, Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Disposition 2016-05-11 5,000 $11.79 1,002 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2016-09-03 2016-09-03 4,434 4,434 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 2017-09-03 4,066 4,066 Direct
Common Stock, Par Value Restricted Stock Units $0.00 2018-09-03 10,538 10,538 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $23.78 2021-09-02 18,378 18,378 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $13.76 2022-09-02 25,218 25,218 Direct
Common Stock, Par Value $.01 125% Warrants to purchase Common Stock, par value $.01 $14.93 2013-09-03 2018-09-03 169 169 Direct
Common Stock, Par Value $.01 135% Warrants to purchase Common Stock, par value $.01 $16.12 2013-09-03 2018-09-03 169 169 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-09-03 4,434 4,434 Direct
2017-09-03 4,066 4,066 Direct
2018-09-03 10,538 10,538 Direct
2021-09-02 18,378 18,378 Direct
2022-09-02 25,218 25,218 Direct
2018-09-03 169 169 Direct
2018-09-03 169 169 Direct
Footnotes
  1. These restricted stock units convert into common stock on a one-for-one basis.
  2. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/14 grant date.
  3. These restricted stock units, which convert into common stock on a one-for-one basis, vest one-third on each of the first three anniversaries of the 9/3/15 grant date.
  4. This option vests one-third on each of the first three anniversaries of the 9/3/14 grant date.
  5. This option vests one-third on each of the first three anniversaries of the 9/3/15 grant date.
  6. Each of these Warrants entitles the holder to purchase one share of common stock; however for each Warrant exercised, the holder will receive a net share amount equal to the number of shares issuable upon the exercise multiplied by the closing sale price of the common stock on the exercise date minus the exercise price, divided by the closing sale price, together with cash for any fractional shares.