Filing Details

Accession Number:
0001179110-16-024606
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-13 17:05:18
Reporting Period:
2016-05-11
Filing Date:
2016-05-13
Accepted Time:
2016-05-13 17:05:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350846 Supreme Industries Inc STS Truck & Bus Bodies (3713) 751670945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923414 M Herbert Gardner P O Box 463
Wading River NY 11792
Chairman Of Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-05-11 15,750 $1.48 434,480 No 4 M Direct
Class A Common Stock Disposition 2016-05-11 1,804 $12.89 432,676 No 4 F Direct
Class A Common Stock Disposition 2016-05-11 1,900 $12.71 430,776 No 4 S Direct
Class A Common Stock Disposition 2016-05-12 100 $12.78 430,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Incentive Stock Option Disposition 2016-05-11 15,750 $0.00 15,750 $1.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-06-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 10,969 Indirect By GST U/W/O Mary K. Gardner
Class B Common Stock 587,862 Direct
Class B Common Stock 66,516 Indirect By GST U/W/O Mary K. Gardner
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Incentive Stock Option $2.12 2017-09-30 31,500 31,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-09-30 31,500 31,500 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.68 to $12.75, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. Reporting Person disclaims beneficial ownership of shares owned by the Generation Skipping Marital Trust U/W/O Mary K. Gardner, of which the Reporting Person is a Co-Trustee.
  3. Class B Common Stock is freely convertible on a one-for-one basis into an equal number of shares of Class A Common Stock.
  4. All options are currently exercisable.
  5. Not applicable.