Filing Details
- Accession Number:
- 0001127602-16-052118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-13 13:00:28
- Reporting Period:
- 2016-05-12
- Filing Date:
- 2016-05-13
- Accepted Time:
- 2016-05-13 13:00:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594032 | G Jesse Singh | 3M Center St. Paul MN 55144-1000 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-05-12 | 100 | $169.92 | 6,339 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 300 | $169.93 | 6,039 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 400 | $169.94 | 5,639 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 100 | $169.96 | 5,539 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 964 | $169.97 | 4,575 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-12 | 10,922 | $89.47 | 15,497 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-12 | 522 | $169.88 | 14,975 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 100 | $169.91 | 14,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 10,300 | $169.96 | 4,575 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-12 | 12,497 | $87.89 | 17,072 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-12 | 97 | $169.84 | 16,975 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 100 | $169.86 | 16,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 200 | $169.90 | 16,675 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 200 | $169.91 | 16,475 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 100 | $169.94 | 16,375 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 11,700 | $169.95 | 4,675 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 100 | $170.04 | 4,575 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-05-12 | 9,795 | $101.49 | 14,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-12 | 95 | $169.99 | 14,275 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 6,800 | $170.01 | 7,475 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 2,600 | $170.01 | 4,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-05-12 | 300 | $170.03 | 4,575 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-12 | 8,906 | $0.00 | 8,906 | $78.72 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-12 | 3,564 | $0.00 | 3,564 | $78.72 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-12 | 10,922 | $0.00 | 10,922 | $89.47 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-12 | 12,497 | $0.00 | 12,497 | $87.89 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2016-05-12 | 9,795 | $0.00 | 9,795 | $101.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
| 0 | 2011-02-09 | 2020-02-07 | No | 4 | M | Direct |
| 0 | 2012-02-08 | 2021-02-08 | No | 4 | M | Direct |
| 0 | 2013-02-07 | 2022-02-07 | No | 4 | M | Direct |
| 0 | 2014-02-05 | 2023-02-03 | No | 4 | M | Direct |
Footnotes
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011).
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
- This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/5/2013).
Billionaire Hedge Funds
