Filing Details

Accession Number:
0001493152-16-009652
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 18:36:26
Reporting Period:
2016-05-09
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 18:36:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1299139 Tearlab Corp TEAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242177 Md L Richard Lindstrom 9980 Huennekens St.,
Ste 100
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-09 133,332 $0.00 147,780 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Acquisiton 2016-05-09 66,666 $0.00 66,666 $1.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
66,666 2021-05-09 No 4 P Direct
Footnotes
  1. The reported securities are included within 133,332 Class A Units of TEAR, purchased by the reporting person for $0.75 per Unit. Each Unit consists of one share of common stock and a warrant to purchase 0.5 shares of common stock at an exercise price of $1.125 per full share of common stock.
  2. The warrant will be exercisable from the later of (i) stockholder approval to increase the authorized number of shares of common stock of TEAR, and (ii) 12 months from the date of issuance and will expire five years from the date on which such warrant becomes exercisable.