Filing Details

Accession Number:
0001127602-16-051831
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 17:56:42
Reporting Period:
2016-05-09
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 17:56:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456877 John Culver 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Group Pres, Cap, Channel Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-09 20,214 $15.39 334,982 No 4 M Direct
Common Stock Acquisiton 2016-05-09 125,316 $21.82 460,298 No 4 M Direct
Common Stock Disposition 2016-05-09 145,530 $56.71 314,768 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2016-05-09 20,214 $0.00 20,214 $15.39
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2016-05-09 125,316 $0.00 125,316 $21.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-11-15 No 4 M Direct
0 2021-11-14 No 4 M Direct
Footnotes
  1. Includes 37 shares purchased on December 31, 2015 and 305 shares purchased on March 31, 2016, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
  2. This transaction was executed in multiple trades at prices ranging from $56.50 to $56.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The option, representing the right to buy a total of 167,194 shares, became exercisable in one increment of 41,800 shares on November 15, 2011 and three increments of 41,798 shares each on November 15, 2012, November 15, 2013 and November 15, 2014.
  4. The option, representing the right to buy a total of 125,316 shares, became exercisable in two increments of 31,330 shares each on November 14, 2012 and November 14, 2013 and two increments of 31,328 shares each on November 14, 2014 and November 14, 2015.