Filing Details
- Accession Number:
- 0001225208-16-033166
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-11 17:54:24
- Reporting Period:
- 2016-05-10
- Filing Date:
- 2016-05-11
- Accepted Time:
- 2016-05-11 17:54:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1640036 | Michelle Kumbier | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | Svp, Motor Co. Product & Ops | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-05-10 | 12,011 | $41.33 | 12,011 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-10 | 8,920 | $45.32 | 20,931 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-05-10 | 5,736 | $39.04 | 26,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-05-10 | 26,667 | $46.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-10 | 8,920 | $0.00 | 8,920 | $45.32 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-10 | 12,011 | $0.00 | 12,011 | $41.33 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-05-10 | 5,736 | $0.00 | 5,736 | $39.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-06 | 2022-02-06 | No | 4 | M | Direct |
| 0 | 2012-02-09 | 2021-02-09 | No | 4 | M | Direct |
| 0 | 2009-02-13 | 2018-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,275 | Indirect | By 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 21,237 | 21,237 | Direct | ||
| Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 10,484 | 10,484 | Direct |
| Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 10,980 | 10,980 | Direct |
| Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 9,823 | 9,823 | Direct |
| Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 2,934 | 2,934 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 21,237 | 21,237 | Direct | |
| 2025-02-03 | 10,484 | 10,484 | Direct |
| 2023-02-04 | 10,980 | 10,980 | Direct |
| 2024-02-04 | 9,823 | 9,823 | Direct |
| 2017-02-14 | 2,934 | 2,934 | Direct |
Footnotes
- The reported price in this column is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.250 to $46.256 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/4/2014 (pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- All options are currently exercisable.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
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