Filing Details

Accession Number:
0001140361-16-064498
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-11 14:10:14
Reporting Period:
2016-05-10
Filing Date:
2016-05-11
Accepted Time:
2016-05-11 14:10:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
792987 Astec Industries Inc ASTE Construction Machinery & Equip (3531) 620873631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1594483 L Malcolm Swanson 1725 Shepherd Rd
Chattanooga TN 37421
President-Astec, Inc. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-05-10 2,987 $49.33 160 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 319 Indirect by 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 1,168 1,168 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,168 1,168 Direct
Footnotes
  1. Shares held in 401k are based upon plan statement dated May 11, 2016.
  2. Phantom shares are held in a SERP and are payable in cash following the reporting person's termination of employment from Astec.