Filing Details

Accession Number:
0000899243-16-019582
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-05-10 16:33:18
Reporting Period:
2016-04-21
Filing Date:
2016-05-10
Accepted Time:
2016-05-10 16:33:18
Original Submission Date:
2016-04-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579157 Vince Holding Corp. VNCE () 1231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391476 Sun Capital Partners V Lp C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
1456479 Sun Capital Advisors V, L.p. C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
1456482 Sun Capital Partners V, Ltd. C/O Sun Capital Partners, Inc.
5200 Town Circle Center, Suite 600
Boca Raton FL 33486
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2016-04-21 5,743,835 $5.50 21,376,312 No 4 X Indirect See Footnote
Common Stock, Par Value $0.01 Acquisiton 2016-04-21 146,747 $5.50 21,523,059 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Subscription Rights (Right to buy) Disposition 2016-04-21 15,037,793 $0.00 5,743,835 $5.50
Common Stock Subscription Rights (Right to buy) Disposition 2016-04-21 430,320 $0.00 164,364 $5.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-29 2016-04-21 No 4 X Indirect
0 2016-03-29 2016-04-21 No 4 X Indirect
Footnotes
  1. Represents the exercise of subscription rights in the Vince Holding Corp. ("Vince") rights offering by Sun Cardinal, LLC ("Sun Cardinal") and SK Financial Services, LLC ("SK Financial"), with each right entitling the holder to purchase 0.3183 shares of Vince common stock, resulting in the purchase by Sun Cardinal of 5,743,835 and by SK Financial of 164,364 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.
  2. Represents the purchase by Sun Cardinal of 146,747 shares of Vince common stock pursuant to the rights offering backstop investment agreement by and among Vince, Sun Cardinal and SCSF Cardinal, LLC.
  3. 20,781,628 of the reported shares are owned of record by Sun Cardinal.
  4. 20,928,375 of the reported shares are owned of record by Sun Cardinal.
  5. Sun Capital Partners V, L.P. ("SCP V") owns all of the ownership interests in Sun Cardinal. 594,684 of the reported shares are owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by SCP V, Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, each of SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by Sun Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest. The Form 4 for SCSF Offshore and SCSF LP is filed separately.