Filing Details

Accession Number:
0001073398-16-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-09 19:57:52
Reporting Period:
2016-05-09
Filing Date:
2016-05-09
Accepted Time:
2016-05-09 19:57:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883984 Icu Medical Inc ICUI Surgical & Medical Instruments & Apparatus (3841) 330022692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1073398 S Robert Swinney 951 Calle Amanecer
San Clemente CA 92673
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-09 1,875 $34.79 19,633 No 4 X Direct
Common Stock Disposition 2016-05-09 1,875 $101.40 17,758 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2016-05-09 1,875 $34.79 1,875 $34.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-11-16 2016-05-16 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,125 Indirect by Spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
  2. These options were inadvertently titled as incentive stock options when the award was reported on Form 4 filed on April 19, 2005, these are actually Non-Qualified Stock Options.
  3. Transaction is the exercise of a derivative security; see Column 2.