Filing Details

Accession Number:
0001140361-16-064128
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-09 18:29:10
Reporting Period:
2016-05-05
Filing Date:
2016-05-09
Accepted Time:
2016-05-09 18:29:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1044435 Active Power Inc ACPW Electric Services (4911) 742642142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1472885 Pvam Perlus Microcap Fund, L.p. 5Th Floor, 37 Esplanade
St Helier
Jersey, Channel Islands X0 JE1 2TR
No No Yes No
1601068 Llp (Uk) Management Asset View Pacific 5Th Floor 6 St. Andrew Street
London X0 EC4A 3AE
No No Yes No
1620047 Ltd. Holdings Pvam 5Th Floor 6 St. Andrew Street
London X0 EC4A 3AE
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-05-05 48,609 $0.55 2,582,158 No 4 P Direct
Common Shares Acquisiton 2016-05-09 1 $0.55 2,582,159 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 2,533,549 Direct
Footnotes
  1. PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Key Technology, Inc. (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.