Filing Details

Accession Number:
0001615774-16-005267
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-05-09 12:39:41
Reporting Period:
2016-05-05
Filing Date:
2016-05-09
Accepted Time:
2016-05-09 12:39:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY Services-Business Services, Nec (7389) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615082 L Richard Todaro C/o B. Riley Financial, Inc.
21860 Burbank Blvd., Suite 300 South
Woodland Hills CA 91367
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-05-05 10,000 $9.50 17,537 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents shares purchased as part of public offering of common stock by the issuer.