Filing Details
- Accession Number:
- 0000913849-16-000520
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-05-05 15:29:52
- Reporting Period:
- 2016-04-13
- Filing Date:
- 2016-05-05
- Accepted Time:
- 2016-05-05 15:29:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837951 | Pacholder High Yield Fund Inc | PHF | (0) | 311251983 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447578 | Rivernorth Capital Management, Llc | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | Yes | No | |
| 1456771 | Rivernorth Capital Partners, L.p. | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | Yes | No | |
| 1480795 | Rivernorth Institutional Partners, L.p. | 325 N. Lasalle Street Suite 645 Chicago IL 60654 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Auction Rate Cumulative Preferred Shares | Disposition | 2016-04-13 | 985 | $0.00 | 0 | No | 4 | S | Indirect | By Affiliates |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Affiliates |
Footnotes
- The Auction Rate Preferred Shares are beneficially owned by RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P. RiverNorth Capital Management, LLC is the general partner of RiverNorth Capital Partners, L.P. and RiverNorth Institutional Partners, L.P.
- Each of the reporting persons disclaim beneficial ownership of these securities for purposes of Section 16 except to the extent of its pecuniary interest therein.
- 95.5% of Par.
Billionaire Hedge Funds
