Filing Details

Accession Number:
0001437749-16-030445
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-04-29 19:32:23
Reporting Period:
2015-08-05
Filing Date:
2016-04-29
Accepted Time:
2016-04-29 19:32:23
Original Submission Date:
2015-08-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
879682 Viveve Medical Inc. VIVMF Electromedical & Electrotherapeutic Apparatus (3845) 043153858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1618243 Patricia Scheller 150 Commercial Street
Sunnyvale CA 94086
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-05 526 $1.05 135,662 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. This amendment is being filed to amend the number of shares of common stock acquired by the reporting person in August of 2015 pursuant to a Rule 10b5-1 trading plan. Based on reports received from her broker, the reporting person initially reported two separate purchases of 526 shares of common stock at purchase prices of $0.8549 and $1.0451. The broker subsequently determined that only one purchase of 526 shares of common stock, at a price of $1.0451 per share, was completed and sent the reporting person a monthly statement showing only a single transaction at $1.0451. Therefore, the reporting person is filing this amendment to the Form 4 originally filed on August 11, 2015 to delete Row 1 of Table I in the original report and to correct the number of shares of common stock beneficially owned by her following the reported transaction.
  2. The purchases reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.