Filing Details

Accession Number:
0000018230-16-000509
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-28 16:52:46
Reporting Period:
2016-04-26
Filing Date:
2016-04-28
Accepted Time:
2016-04-28 15:52:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233152 L David Calhoun 100 N.e. Adams Street
Peoria IL 61629
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-26 25,000 $77.44 33,129 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The purchase price reported in Column 4 is a weighted average purchase price. The corresponding shares were purchased in multiple transactions at prices ranging from $77.22 to $77.655, inclusive. The reporting person undertakes to provide to Caterpillar Inc., any security holder of Caterpillar Inc., or the staff of Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.