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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
924168	Energy Focus Inc	EFOI	Electric Lighting & Wiring Equipment (3640)	943021850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1584227	William Cohen	53 East 34Th Street Patterson NJ 07514		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-03-14	1,259	$7.88	1,259	No	4	P	Indirect	Held by son

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by son

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Acquisiton	2016-03-16	490	$0.00	490	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,240	2017-03-16	2019-04-16	No	4	A	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	600,000	Indirect	Held by Costar Partners II, LLC
Common Stock	108,695	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$5.50	2014-08-15	2024-07-15	5,000	5,000	Direct
Common Stock	Stock Option	$10.36	2015-08-23	2025-07-23	5,000	5,000	Direct
Common Stock	Stock Option	$5.95	2015-08-18	2024-11-04	750	750	Indirect
Common Stock	Restricted Stock Units	$0.00	2017-03-16	2017-03-16	750	750	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-07-15	5,000	5,000	Direct
2025-07-23	5,000	5,000	Direct
2024-11-04	750	750	Indirect
2017-03-16	750	750	Indirect

Footnotes

William Cohen is the Manager and controlling Member of Costar Partners II, LLC.
These securities are held by the reporting person's son. The reporting person disclaims beneficial ownership of the securities.
Date applies to 1/12th of the total as options vest monthly over a twelve month period.
Date applies to one-fourth of the total. The remaining three-fourths vest in equal monthly installments thereafter over a 3 year period.
The Restricted Stock Units vest 100% on 3/16/2017, subject to continued employment.
Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.