Filing Details

Accession Number:
0001603582-16-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-04-26 21:21:56
Reporting Period:
2016-04-25
Filing Date:
2016-04-26
Accepted Time:
2016-04-26 21:21:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579910 Resonant Inc RESN Semiconductors & Related Devices (3674) 454320930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603582 B George Holmes C/O Resonant Inc.
110 Castilian Drive, Suite 100
Goleta CA 93117
Pres/Chief Commercial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-04-25 8,300 $2.99 35,300 No 4 P Direct
Common Stock Acquisiton 2016-04-25 7,917 $0.00 43,217 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrants (Right to Buy) Acquisiton 2016-04-25 8,300 $2.99 8,300 $2.86
Common Stock Restricted Stock Units Acquisiton 2016-04-25 55,420 $0.00 55,420 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,300 2016-10-25 2019-04-25 No 4 P Direct
55,420 No 4 A Direct
Footnotes
  1. The reported securities are included within the units purchased by the reporting person for $2.985 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock.
  2. Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
  3. 7,917 shares will vest on each of July 1, 2016, October 1, 2016 and January 1, 2017, and 2,639 shares will vest on the first business day of each subsequent calendar quarter, commencing April 1, 2017, until fully vested.